LexisPSL Practice Compliance
Instant interpretation of the new SRA outcomes focused regulation
LexisPSL Practice Compliance - Practical guidance at your fingertips
- Reduce your compliance risk with our compliance tool for law firms of all sizes - allowing more time to manage your business or earn fees
- All your compliance needs covered with our online service
Request a personal demonstration of LexisPSL Practice Compliance to see how your practice could benefit >>>
Topics covered
LexisPSL Practice Compliance provides regulatory requirements ranging from the new SRA Handbook to Anti-Money Laundering legislation. The module currently has over 100 guidance notes. Subjects covered include:
- COLP toolkit – duties and liabilities of the compulsory new compliance officer roles (COLP and COFA), monitoring breaches, reporting to SRA, central pack of precedents, for example policies, forms, registers
- Business management – what are the SRA’s new requirements for compliance planning, how to formulate a compliance strategy document whilst dealing with routine compliance matters, sample compliance strategy document
- Client care – New client care requirements, how to draft a client care policy and sample policy
- Quality – SRA and Legal Ombudsman’s new complaints requirements
Other topics covered are:
- Regulatory regime
- New clients
- Money laundering and criminal sanctions
- Third parties
What is LexisPSL Practice Compliance
COLP and COFA Clinic
 | Our expert, Allison Wooddisse, explains everything you need to know in preparation for the SRA COLP and COFA nomination deadline of 31st July 2012. Watch the video now. |
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Meet the team
Laura Spooner
Allison Wooddisse
Consulting Editorial Board
Iain Miller
Susanna Heley
David Gilmore
Contributing Authors
Iain Miller
Susanna Heley
David Gilmore
Institute of Legal Finance and Management
Tim Prior
Janet Taylor